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Closed linear operator

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In functional analysis, a branch of mathematics, a closed linear operator or often a closed operator is a linear operator whose graph is closed (see closed graph property). It is a basic example of an unbounded operator.

The closed graph theorem says a linear operator between Banach spaces is a closed operator if and only if it is a bounded operator. Hence, a closed linear operator that is used in practice is typically only defined on a dense subspace of a Banach space.

Definition

It is common in functional analysis to consider partial functions, which are functions defined on a subset of some space X . {\displaystyle X.} A partial function f {\displaystyle f} is declared with the notation f : D X Y , {\displaystyle f:D\subseteq X\to Y,} which indicates that f {\displaystyle f} has prototype f : D Y {\displaystyle f:D\to Y} (that is, its domain is D {\displaystyle D} and its codomain is Y {\displaystyle Y} )

Every partial function is, in particular, a function and so all terminology for functions can be applied to them. For instance, the graph of a partial function f {\displaystyle f} is the set graph ( f ) = { ( x , f ( x ) ) : x dom f } . {\displaystyle \operatorname {graph} {\!(f)}=\{(x,f(x)):x\in \operatorname {dom} f\}.} However, one exception to this is the definition of "closed graph". A partial function f : D X Y {\displaystyle f:D\subseteq X\to Y} is said to have a closed graph if graph f {\displaystyle \operatorname {graph} f} is a closed subset of X × Y {\displaystyle X\times Y} in the product topology; importantly, note that the product space is X × Y {\displaystyle X\times Y} and not D × Y = dom f × Y {\displaystyle D\times Y=\operatorname {dom} f\times Y} as it was defined above for ordinary functions. In contrast, when f : D Y {\displaystyle f:D\to Y} is considered as an ordinary function (rather than as the partial function f : D X Y {\displaystyle f:D\subseteq X\to Y} ), then "having a closed graph" would instead mean that graph f {\displaystyle \operatorname {graph} f} is a closed subset of D × Y . {\displaystyle D\times Y.} If graph f {\displaystyle \operatorname {graph} f} is a closed subset of X × Y {\displaystyle X\times Y} then it is also a closed subset of dom ( f ) × Y {\displaystyle \operatorname {dom} (f)\times Y} although the converse is not guaranteed in general.

Definition: If X and Y are topological vector spaces (TVSs) then we call a linear map f : D(f) ⊆ XY a closed linear operator if its graph is closed in X × Y.

Closable maps and closures

A linear operator f : D X Y {\displaystyle f:D\subseteq X\to Y} is closable in X × Y {\displaystyle X\times Y} if there exists a vector subspace E X {\displaystyle E\subseteq X} containing D {\displaystyle D} and a function (resp. multifunction) F : E Y {\displaystyle F:E\to Y} whose graph is equal to the closure of the set graph f {\displaystyle \operatorname {graph} f} in X × Y . {\displaystyle X\times Y.} Such an F {\displaystyle F} is called a closure of f {\displaystyle f} in X × Y {\displaystyle X\times Y} , is denoted by f ¯ , {\displaystyle {\overline {f}},} and necessarily extends f . {\displaystyle f.}

If f : D X Y {\displaystyle f:D\subseteq X\to Y} is a closable linear operator then a core or an essential domain of f {\displaystyle f} is a subset C D {\displaystyle C\subseteq D} such that the closure in X × Y {\displaystyle X\times Y} of the graph of the restriction f | C : C Y {\displaystyle f{\big \vert }_{C}:C\to Y} of f {\displaystyle f} to C {\displaystyle C} is equal to the closure of the graph of f {\displaystyle f} in X × Y {\displaystyle X\times Y} (i.e. the closure of graph f {\displaystyle \operatorname {graph} f} in X × Y {\displaystyle X\times Y} is equal to the closure of graph f | C {\displaystyle \operatorname {graph} f{\big \vert }_{C}} in X × Y {\displaystyle X\times Y} ).

Examples

A bounded operator is a closed operator. Here are examples of closed operators that are not bounded.

  • If ( X , τ ) {\displaystyle (X,\tau )} is a Hausdorff TVS and ν {\displaystyle \nu } is a vector topology on X {\displaystyle X} that is strictly finer than τ , {\displaystyle \tau ,} then the identity map Id : ( X , τ ) ( X , ν ) {\displaystyle \operatorname {Id} :(X,\tau )\to (X,\nu )} a closed discontinuous linear operator.
  • Consider the derivative operator A = d d x {\displaystyle A={\frac {d}{dx}}} where X = Y = C ( [ a , b ] ) {\displaystyle X=Y=C()} is the Banach space of all continuous functions on an interval [ a , b ] . {\displaystyle .}

If one takes its domain D ( f ) {\displaystyle D(f)} to be C 1 ( [ a , b ] ) , {\displaystyle C^{1}(),} then f {\displaystyle f} is a closed operator, which is not bounded. On the other hand, if D ( f ) {\displaystyle D(f)} is the space C ( [ a , b ] ) {\displaystyle C^{\infty }()} of smooth functions scalar valued functions then f {\displaystyle f} will no longer be closed, but it will be closable, with the closure being its extension defined on C 1 ( [ a , b ] ) . {\displaystyle C^{1}().}

Basic properties

The following properties are easily checked for a linear operator f : D(f) ⊆ XY between Banach spaces:

  • If A is closed then AλIdD(f) is closed where λ is a scalar and IdD(f) is the identity function;
  • If f is closed, then its kernel (or nullspace) is a closed vector subspace of X;
  • If f is closed and injective then its inverse f  is also closed;
  • A linear operator f admits a closure if and only if for every xX and every pair of sequences x = (xi)
    i=1 and y = (yi)
    i=1 in D(f) both converging to x in X, such that both f(x) = (f(xi))
    i=1 and f(y) = (f(yi))
    i=1 converge in Y, one has limi → ∞ fxi = limi → ∞ fyi.

References

  1. Narici & Beckenstein 2011, p. 480.
  2. Kreyszig, Erwin (1978). Introductory Functional Analysis With Applications. USA: John Wiley & Sons. Inc. p. 294. ISBN 0-471-50731-8.
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